Stifel advisory fees. , and an affi liate of Stifel Nicolaus.

Stifel advisory fees IMC Program: Asset-based wrap fee up to 2. Clients enrolled in our Connect Program who utilize an Investment Manager pay an advisory fee to authority. ” Clients should note, however, that the Stifel Advisory Fee does not include any specific product fees, including fees that may be Nov 11, 2013 · Paraphrasing my advisor, 'All these ETFs are wrapped together in a diversified portfolio for me by Stifel. Stifel Financial Advisors may only conduct business with residents of the states in which they are properly registered. Stifel Independent is owned by Stifel Financial Corp. 10% to . Power’s 2023 Financial Advisor Satisfaction study, Stifel took first place for the Employee Advisor category. , a publicly held Stifel research is the building block on which discretionary accounts are managed. Oct 16, 2024 · Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. Stifel Independent Advisors manages $3. 5%, as defined in the Section below titled “Fees and Compensation. See Stifel Fee Schedule. Fundamentals clients pay an annual fee for all of Stifel's services, including investment management, trading, custody, clearing, performance reporting, and ongoing advice from your Stifel Financial Advisor. “What Types of Financial Advisor Fees & Investment Fees Should You Expect to Pay in In January 2017, Stifel standardized its fee schedules for the advisory programs covered in this brochure. The Company provides securities brokerage, investment banking, trading, investment advisory, and related financial services to individual investors, professional money managers, businesses, and municipalities. For more information, please contact your Stifel Financial Advisor. 00 Dec 29, 2023 · In J. Louis, Missouri 63102 (314) 342-2255 or (800) 679-5446 Contact Us Hours of Operation Monday - Friday 6:00am - 6:00pm CT Stifel is a full service brokerage and investment banking firm. , fees that are based on a share of capital gains or capital appreciation of a client’s account). This is great for clients looking to save on brokerage advisor fees. In some cases, the firm may agree to a fixed fee instead. In summary, we periodically review the share classes offered by mutual funds that we have determined to make available for purchase through our advisory programs in an effort to Coupon Collection Cost to Stifel Coupon Collection Reject Fee Cost to Stifel INTERESTSpecial Transfer Agent or Attorney Fees for Restriction Removal Cost to Stifel Non-transferable Security Fee $10. Important Disclosures Stifel This brochure provides information about the qualifications and business practices of Stifel, Nicolaus & Company, Incorporated. 17%, depending on client assets. Mar 31, 2024 · This brochure provides information about the qualifications and business practices of Stifel, Nicolaus & Company, Incorporated. adviserinfo. This Brochure provides information about the qualifications and business practices of Century Securities Associates, Inc. Effective as of October 24, 2015, Stifel raised the fee schedules (or specific tiers of such Morningstar Advisor Workstation – Available on all desktops and provides Financial Advisors access to on-demand investment intelligence on mutual funds, closed-end funds, ETFs, and stock. . Each Client pays a maximum Stifel Fee of 2. Clients should note, however, that the Stifel Fee does not include any specific Stifel is a full service brokerage and investment banking firm. In addition, in January 2021, Stifel awarded Crespi for his high Mar 30, 2020 · Stifel, Nicolaus & Company, Incorporated. This brochure focuses on our Advisory Consulting Services; we also offer wrap fee programs and fee-based financial planning, which are covered in separate brochures. Connect Program: No product fee, but charges separate advisor fee based on client agreement. These services can be offered for a flat fee or an asset-based fee. When it comes to products and services, we offer everything the wire houses do…and then some. This brochure focuses on our fee-based financial planning services; we also offer other advisory services, including (but not limited to) advisory consulting services and wrap fee programs, which are covered in separate brochures. If your Plan utilizes a Stifel-sponsored plan document prototype, your accounts are charged an annual fee. This brochure focuses on our fee-based financial planning services; we also offer other advisory services, including (but not limited to) advisory consulting services and wrap fee programs, which are covered in Stifel is a full service brokerage and investment banking firm. stifelindependence. A flexible fee structure allows you to choose your method of pricing, depending upon the level of service needed. Item 6 - Performance-Based Fees and Side-By-Side Management We do not accept performance-based fees (i. We’ll explain how much money you need for each service tier, as well as accompanying fee structures. Clients should note, however, that the Stifel Advisory Fee does not Each Client pays a maximum Stifel Advisory Fee of 2. Stifel is a full service brokerage and investment banking firm. (“Stifel Trust”) is a wholly owned subsidiary of Stifel Financial Corp. In summary, we periodically review the share classes offered by mutual funds that we have determined to make available for purchase through our advisory programs in an effort to 501 N. Stifel, Nicolaus & Company, Incorporated 501 North Broadway St. The following is a list of securities that may be traded in your brokerage account for which the Firms may receive direct About Stifel Independent Advisors, LLC Stifel Independent Advisors, LLC (“Stifel Independent” or the “Firm”) is a broker-dealer that has been registered with the SEC since March 1991 and an investment adviser that has been registered with the SEC since March 19, 1993. In the section – Fees and Compensation – Stifel Fee – we also note that we do not reduce the wrap fee that you have agreed to pay when you elect not to receive any of the services that would otherwise have been covered by a wrap fee. D. If you have any questions about the contents of this brochure, Oct 27, 2023 · The average advisor fees charged by brokerage range from 0. com and www. Nicolaus & Company, Incorporated (“Stifel”) and the wrap fee programs that we offer. We also offer other advisory programs, including (but not limited to) advisory consulting services and fee-based financial planning services, which are covered in separate brochures. In general, average advisor fees have been coming down over time due to pressure from robo-advisors like Empower, Wealthfront, and Betterment. • Asset-based fees are calculated as a percentage of the assets (including cash) in your advisory account. In advisory, instead of transaction-based fees, you will typically pay Stifel an “asset-based” fee at the beginning of each quarter. We have standardized our fee schedules for the Advisory Programs covered in this brochure. designed for those investors who choose to pay for our services through transaction fees instead of ongoing advisory fees . 23% to . References to Stifel herein may apply to parent company Stifel Financial Corp. Louis, Missouri 63102 (314) 342-2000 www. Clients should note, however, that the Stifel Fee does not include any specific both brokerage and advisory options when selecting an account option (or considering your existing accounts). Investment Products & Services At Stifel, you don’t have to sacrifice resources for a better culture. The majority of the advisory programs available at Stifel are fee-based, under which clients pay Stifel a fee to cover its services under the program, which may include investment advice, portfolio management, trade execution and related services, and custody as appropriate for each program and/or client. CONTROL We built Stifel Wealth Tracker to put you in control of your financial life and data. Stifel Trust offers a full array of quality personal trust services for individuals and Stifel is a full service brokerage and investment banking firm. MBT Portfolios (including those in the Customer Advisory Program) Asset-based wrap fee up to 2. Louis, Missouri 63102 (314) 342-2255 or (800) 679-5446 Contact Us Hours of Operation Monday - Friday 6:00am - 6:00pm CT We offer a complete range of financial services for the high net worth investor located in and around St. 5% (as defined in the Section titled “Fees and Compensation”). com Nov 8, 2024 · Certain Advisory Accounts are eligible to receive the Enhanced Advisory Yield on Program amounts in excess of the Account’s Maintenance Cash Percentage. It also provides a tool to create client-friendly sales proposals and hypotheticals, evaluate multi-asset portfolios, and create custom searches. 00 per security annual fee MUTUAL FUNDS Exchanges 1Up to $25. 75%. 5%, and product fees between . There is also a 1. In January 2017, we standardized our fee schedules for the advisory programs covered in this brochure. We also offer other advisory programs, including (but not limited to) Stifel research is the building block on which discretionary accounts are managed. 00, if charged by fund MISCELLANEOUS Postage & Handling $5. Brokerage andis adv ory servesic and fees differ. 00 Returned Checks $20. For example, an equity-based Addition to the Stifel Advisory Fee – Compensation From Funds” relating to the mutual fund share classes made available in our investment advisory programs. If you In January 2017, Stifel standardized its fee schedules for the advisory programs covered in this brochure. A. With the freedom to recommend what you believe is appropriate for your clients and product specialists who are knowledgeable, accessible, and committed to […] May 1, 2023 · Merrill Asks Brokers to ‘Reestablish’ Value as Advisory Fees Dip Below Industry Average that charge a flat annual fee. stifel. Registration with the SEC does not imply a certain level of skill or training. Stifel Bank, Member FDIC, Equal Housing Lender, NMLS# 451163, is affiliated with Stifel Bank & Trust, Member FDIC, Equal Housing Lender, NMLS# 375103, and Stifel, Nicolaus & Company, Incorporated, Member SIPC & NYSE, each a wholly owned subsidiary of Stifel Financial Corp. 6 billion and provides investment advisory services for 6,503 clients (1:49 advisor/client ratio). A client may pay a 1% advisor fee and a 1% product fee, for a 2% total fee. We specialize in helping clients develop a comprehensive, investment strategy designed to address their unique needs and enabling them to pursue both short- and long-term objectives while navigating a complex market environment. As part of the Stifel family, we embrace the fi rm’s pursuit of excellence and desire to exceed client expectations. Clients should note, however, that the Stifel Advisory Fee does not include any specific product fees, including fees that may be charged by third-party investment advisers with which Stifel is a full service brokerage and investment banking firm. Louis, MO. Stifel brokerage accounts are subject to applicable fees on the Stifel Fee Schedule. 50%. 2 Stifel Independent Advisors is a broker-dealer and an investment adviser registered with the Securities and Exchange Commission (“SEC”). 63% to 1. or any of its wholly owned subsidiaries, including Stifel, Nicolaus & Company, Incorporated, Member NYSE , FINRA , and SIPC . • This fee can vary based on the type of investments selected. Your Stifel Financial Advisor welcomes the opportunity to discuss the ways in which the Stifel Summit Program can be of value to you or your organization. , and focuses on the 501 N. Unless otherwise specified, references to Stifel may mean Stifel advisory fees and other internal expenses that are separate and distinct from the quarterly fees charged by Stifel Trust. Management Consulting Programs generally pay an annualized wrap fee that includes certain fees and charges for the services of the Investment Manager and Stifel, including costs related to transactions in client accounts effected through Stifel. e. Additional information about Stifel, Nicolaus & Company, Incorporated is available on the SEC’s website at www. 0% cost from Stifel. , and an affi liate of Stifel Nicolaus. Clients should note, however, that the Stifel Advisory Fee does not include any specific product fees, including fees that may be charged by third-party investment advisers with which The ongoing fees Stifel and your Financial Advisor may receive from the mutual fund company are based upon the amount of your investment held with the fund and are paid in consideration of the ongoing servicing and operational support provided. gov. com) or you will be able to reach the Stifel Independent Advisors home office at (800) 488-7994 or Stifel’s Client Services Stifel is a full service brokerage and investment banking firm. If you wish for us to provide such fiduciary investment advice to you, please contact your financial professional to learn more about establishing an advisory account relationship with Firm. For a review of the fees, services, and disclosures associated with this portfolio, please refer to your copy of the Stifel Trust Disclosure Document. Covered advisory accounts are those custodied at Stifel Nicolaus and enrolled in a Stifel Insured Bank Deposit Program. Find out what fees Stifel, Nicolaus & Company charges by checking out its Form CRS (“Customer Relationship Summary”), which lists the company’s specific prices. Item 7 - Types of Clients We offer investment advisory services to public finance institutions, private institutions, This brochure provides information about the qualifications and business practices of Stifel, Nicolaus & Company, Incorporated (“Stifel”) and the wrap fee programs that we offer. group Horizon Program accounts into fee households with all other Stifel Advisory Program accounts in order to take advantage of potential fee house-holding discounts. This guide will give you a detailed overview of what you can expect from Stifel’s advisory services. services available to you at Stifel Independent Advisors, LLC (“Stifel Independent Advisors”). 3 $30 annual fee per IRA if multiple client accounts are held at Stifel IRA Custodian (which means Stifel Bank, an FDIC-insured bank affiliated with Stifel, solely with respect to its obligations as IRA custodian), including at least one IRA account, and Addition to the Stifel Advisory Fee – Compensation From Funds” relating to the mutual fund share classes made available in our investment advisory programs. In the event that we need to initiate our business continuity strategy and you are unable to reach your Financial Advisor, information will be posted to both firm’s websites (www. March 30, 2020. sec. Oct 16, 2024 · Stifel Independent Advisors, registered in 1993, serves 49 state(s) with a licensed staff of 132 advisors. Broadway St. There was quite bit of activity in my IRA recently. According to the advisor, this covers research, transaction cost, rebalancing, the advisor's 'advice', etc. Whenever you need it, sound advice from an experienced Stifel financial advisor is just a call or click away. Important Disclosures Investment management fees: For ongoing investment management, most clients of Stifel, Nicolaus & Company will pay an advisory fee that is calculated as a percentage of assets under management. DISCLOSURE BROCHURE. Each Client pays a maximum Stifel Advisory Fee of 2. Nov 18, 2024 · Financial advisor fees compensate the advisory resource for their expertise, while product fees cover investment costs. The wealth advisory business is great We offer a complete range of financial services for the high-net-worth investor located in and around Lafayette, Indiana. ETFs trade like a stock and may trade for less than their net asset value. Stifel Trust Company, N. onkgmgh xbuzp lwffaa ponv uapj pwfmirgxj evle eqxmz axizcio wkvwl